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Awards for Excellence - 2017

Outstanding Papers

Award journal index

Journal of Investment Compliance


Volume 17 issue 1
"Best interest" of whom?
Jeffery E. Schaff, Michele L. Schaff

Highly commended

Volume 17 issue 4
New compliance guidance by SEC staff signals increased scrutiny of non-GAAP financial measures
Richard J. Parrino

Volume 17 issue 4
The US department of labor's final "fiduciary"
Kenneth J. Laverierre, Matthew H. Behrens

Volume 17 issue 1
SEC proposes sweeping changes to the use of derivatives and financial commitment transactions by registered funds and BDCs
Ryan P. Brizek, P. Georgia Bullitt, Rose F. DiMartino, Margery K. Neale, P. Jay Spinola