Product Information:-

  • Journals
  • Books
  • Case Studies
  • Regional information
Request a service from our experts.
Visit the JDAL journal page.

Awards for Excellence - 2018

Outstanding Papers

Award journal index

Journal of Investment Compliance


Volume 18 issue 3
SEC enforcement actions under exchange act rule 21F-17
Thomas W. White

Highly commended

Volume 18 issue 1
Business email compromise and executive impersonation: are financial institutions exposed?
David Zweighaft

Volume 18 issue 2
Shadow banking regime: assessment of investment funds
Lukas Prorokowski

Volume 18 issue 4
Pay ratio legislation in the United Kingdom: a prospect
Akihito Imai