Product Information:-

  • Journals
  • Books
  • Case Studies
  • Regional information
Request a service from our experts.
Visit the JDAL journal page.

Awards for Excellence - 2017

Outstanding Papers

Award journal index

Journal of Investment Compliance


Volume 17 number 1
"Best interest" of whom?
Jeffery E. Schaff, Michele L. Schaff

Highly commended

Volume 17 number 4
New compliance guidance by SEC staff signals increased scrutiny of non-GAAP financial measures
Richard J. Parrino

Volume 17 number 4
The US department of labor's final "fiduciary"
Kenneth J. Laverierre, Matthew H. Behrens

Volume 17 number 1
SEC proposes sweeping changes to the use of derivatives and financial commitment transactions by registered funds and BDCs
Ryan P. Brizek, P. Georgia Bullitt, Rose F. DiMartino, Margery K. Neale, P. Jay Spinola