Awards for Excellence - 2016

Outstanding Papers


Award journal index



Journal of Investment Compliance

Winner

Volume 16 number 4
No more bullsh*t: securities opinions after Omnicare
Aegis Frumento, Stephanie Korenman

Highly commended

Volume 16 number 1
Recent civil and criminal enforcement action involving high frequency trading
Matthew Rossi, Greg Deis, Jerome Roche, Kathleen Przywara

Volume 16 number 1
Useless/redundant/unread information returns and protective filings
Roger Lorence

Volume 16 number 4
Solutions for risk data compliance under BCBS 239
Lukas Prorokowski, Hubert Prorokowski