Product Information:-

  • Journals
  • Books
  • Case Studies
  • Regional information
Request a service from our experts.
Visit the JDAL journal page.

Awards for Excellence - 2012

Outstanding Papers

Award journal index

Journal of Investment Compliance


Volume 12 number 1
Competitive forces and cost-based analysis in SEC review of SRO market data fee filings: NetCoalition v. Securities and Exchange Commission
Edward J. Ferraro

Highly commended

Volume 12 number 1
Corporate ownership interests hidden through cash-settled equity derivatives: impact on the companies' governance under the Italian legal framework
Gabriella Opromolla

Volume 12 number 3
Private placement variable life insurance and annuities invested in hedge funds: due diligence issues for all parties to the transaction
Roger Lorence and Steven Q. Zhang

Volume 12 number 3
FINRA's concept proposal on fixed-income research reports
Russell D. Sacks and Michael J. Blankenship