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Awards for Excellence - 2012

Outstanding Papers


Award journal index



Journal of Investment Compliance

Winner

Volume 12 number 1
Competitive forces and cost-based analysis in SEC review of SRO market data fee filings: NetCoalition v. Securities and Exchange Commission
Edward J. Ferraro

Highly commended

Volume 12 number 1
Corporate ownership interests hidden through cash-settled equity derivatives: impact on the companies' governance under the Italian legal framework
Gabriella Opromolla

Volume 12 number 3
Private placement variable life insurance and annuities invested in hedge funds: due diligence issues for all parties to the transaction
Roger Lorence and Steven Q. Zhang

Volume 12 number 3
FINRA's concept proposal on fixed-income research reports
Russell D. Sacks and Michael J. Blankenship