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Awards for Excellence - 2010

Outstanding Papers

Award journal index

Journal of Investment Compliance


Volume 10 number 2
SEC permits mutual funds to use a summary prospectus and updates statutory prospectus requirements
Robert A. Robertson and Joseph P. Kelly II

Highly commended

Volume 10 number 1
ERISA for securities professionals: 2008 update
Richard K. Matta

Volume 10 number 2
Tax consequences for investors in hedge fund frauds
Roger D. Lorence

Volume 10 number 3
Under the microscope: valuation and hedge funds
Benjamin J. Haskin, Joseph G. Davis and Jocelyn C. Flynn