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Awards for Excellence - 2009

Outstanding Papers

Award journal index

Journal of Investment Compliance


Volume 9 issue 4
Pleading scienter after Tellabs in Section 10(b) cases generally and in the "subprime" context
Caryn Jacobs, Jeffrey M. Strauss, John J. Tharp Jr and Katherine Agonis

Highly commended

Volume 9 issue 3
Seventh circuit "disapproves" Gartenberg, but is this new approach fundamentally different?
Lea Anne Copenhefer, Roger P. Joseph and Joshua B. Sterling

Volume 9 issue 3
Treasury department's proposed overhaul of the financial regulatory structure: a look at the blueprint and a look ahead
Brandon Becker, Elizabeth K. Derbes, Russell J. Bruemmer, Franca Harris Gutierrez and Martin E. Lybecker