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Awards for Excellence - 2008

Outstanding Papers

Award journal index

Journal of Investment Compliance


Volume 8 issue 2
Rule 12b-1: a look at the past, present and future
Michael R. Rosella, Domenick Pugliese

Highly commended

Volume 8 issue 3
The SEC's enforcement of procedures to prevent insider trading
Brian A. Ochs

Volume 8 issue 3
Cross-border access to US investors: some recent proposals
Edward J. Ferraro

Volume 8 issue 4
Tellabs, Inc. v. Makor Issues & Rights, Ltd
P. Benjamin Duke

Volume 8 issue 1
Hedge fund regulation: current trends in the industry
Michael S. Lukaj, Girard M. Healy